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民航规章 CIVIL AVIATION REGULATIONS 3

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IS: 9.3.1.3 (Table: 1.2 (a) and (d)) 5/25/2010 (g) and (h) added; former (g) becomes (i)
IS: 9.3.1.3 11/2013 Revision to title and (a) for clarification; changes made to the manual outline at 1.3(f) and 1.6.
IS: 9.3.1.4 (Table: 5.1.1, 6.1, 6.2, 8.1) 5/25/2010 Text added
IS: 9.3.1.4 (Table 8.2) 5/25/2010 8.2. corrects duplicate numbering of 8.1
IS: 9.3.1.4 (Table: 9.2) 5/25/2010 Added 9.2 “Ground – Air Visual Signal”
Renumbered subsequent sections
IS: 9.3.1.4 11/2013 Revision to title and (a) for clarification; and manual at 6.1 due to ICAO Annex 6 change
IS: 9.3.1.10 8/06/06 Deleted
IS 9.3.1.20 11/11/2011 Added “Route Guide”
IS 9.3.1.20 11/2013 Revision to title and (a) for clarification
IS: 9.3.1.21 5/25/2010 Reference change
IS: 9.3.1.22 8/06/06 New item (b) added and remaining paragraphs renumbered
IS:9.3.1.23 8/06/06 Previously IS: 9.3.1.24.
IS 9.3.1.24 11/11/2011 Added “Fatigue Management System Requirements”
IS: 9.4.1.4 5/25/2010 Added “Maintenance Control Manual”
IS: 9.4.1.4 11/2012 Corrects formatting so 3.15 is visible.
INTRODUCTION
Part 9 of the Model Regulations sets forth the requirements for persons or entities to be granted an AOC certification from [STATE].  Part 9 includes regulations concerning the AOC certificate, flight operations management, maintenance requirements, security management, and dangerous goods management and shipping.  The regulations in the Part address the standards in ICAO Annex 18, amendment 11, and the air operator requirements of ICAO Annex 6, Parts I, amendment 37-A and B, and III, amendment 18-A and B.
CONTENTS
PART 9— AIR OPERATOR CERTIFICATION AND ADMINISTRATION 1
9.1 Air Operator Certificate 1
9.1.1.1 Applicability 1
9.1.1.2 Definitions 1
9.1.1.3 Abbreviations 1
9.1.1.4 Compliance with an Air Operator Certificate 2
9.1.1.5 Application for an Air Operator Certificate 2
9.1.1.6 Issuance or Denial of Air Operator Certificate 2
9.1.1.7 Contents of Air Operator Certificate 3
9.1.1.8 Duration of an Air Operator Certificate 3
9.1.1.9 Amendment of an Air Operator Certificate 4
9.1.1.10 Access for Inspection 4
9.1.1.11 Conducting Tests and Inspections 5
9.2 Air Operator Certification and Continued Validity 5
9.2.1.1 Applicability 5
9.2.2 Administration 5
9.2.2.1 Base of Operations 5
9.2.2.2 Management Personnel Required for Commercial Air Transport Operations 6
9.2.2.3 Quality System 7
9.2.2.4 Submission and Revision of Policy and Procedure Manuals 7
9.2.2.5 Retention of Records 8
9.2.2.6 Cockpit Voice and Flight Data Recorder Records 9
9.2.2.7 Aircraft Operated by the AOC Holder 9
9.2.2.8 Aircraft Technical Log 10
9.2.2.9 Company Procedures Indoctrination 10
9.2.2.10 Safety Management System 10
9.2.2.11 Flight Safety Document System 11
9.2.3 Aircraft 11
9.2.3.1 Authorised Aircraft 11
9.2.3.2 Dry Leasing of Foreign Registered Aircraft 11
9.2.3.3 Aircraft Interchange 12
9.2.3.4 Wet-Leasing 12
9.2.3.5 Emergency Evacuation Demonstration 12
9.2.3.6 Demonstration Flights 13
9.2.4 Facilities and Operations Schedules 13
9.2.4.1 Facilities 13
9.2.4.2 Operations Schedules 14
9.3 AOC Flight Operations Management 14
9.3.1.1 Applicability 14
9.3.1.2 Operations Manual 14
9.3.1.3 Training Programme Manual 15
9.3.1.4 Aircraft Operating Information Manual 15
9.3.1.5 Aircraft Technical Log Entries – Journey Records Section 16
9.3.1.6 Designation of PIC for Commercial Air Transport 16
9.3.1.7 Required Cabin Crew Members 16
9.3.1.8 Carriage of Special Situation Passengers 17
9.3.1.9 Crew Member Checking and Standardisation Programme 17
9.3.1.10 Reserved 17
9.3.1.11 Cockpit Check Procedure 17
9.3.1.12 Minimum Equipment List and Configuration Deviation List 18
9.3.1.13 Performance Planning Manual 18
9.3.1.14 Performance Data Control System 19
9.3.1.15 Aircraft Loading and Handling Manual 19
9.3.1.16 Mass and Balance Data Control System 19
9.3.1.17 Cabin Crew Member Manual 19
9.3.1.18 Passenger Briefing Cards 20
9.3.1.19 Aeronautical Data Control System 20
9.3.1.20 Route Guide - Areas, Routes and Aerodromes 20
9.3.1.21 Weather Reporting Sources 21
9.3.1.22 Deicing and Anti-icing Programme 21
9.3.1.23 Flight Supervision and Monitoring System 21
9.3.1.24 Managing Fatigue-Related Safety Risks 22
9.3.1.25 Communications Facilities 22
9.3.1.26 Routes and Areas of Operation 23
9.3.1.27 Navigational Accuracy 23
9.4 AOC Maintenance Requirements 24
9.4.1.1 Applicability 24
9.4.1.2 Maintenance Responsibility 24
9.4.1.3 Approval and Acceptance of AOC Maintenance Systems and Programmes 25
9.4.1.4 Maintenance Control Manual 26
9.4.1.5 Maintenance Management 27
9.4.1.6 Reserved 28
9.4.1.7 Reserved 28
9.4.1.8 Maintenance Records 28
9.4.1.9 Aircraft Technical Log Entries—Maintenance Record Section 28
9.4.1.10 Release to Service 29
9.4.1.11 Modification and Repairs 30
9.4.1.12 Aircraft Maintenance Programme 31
9.4.1.13 Reliability Programme 32
9.4.1.14 Authority to Perform and Approve Maintenance, Preventive Maintenance, and Modifications 32
9.4.1.15 Licence Requirements for a Technician —AOC Holder Using Equivalent System 32
9.4.1.16 Rest and Duty Limitations for Persons Performing Maintenance Functions on AOC Holder Aircraft 33
9.5 AOC Security Management 33
9.5.1.1 Applicability 33
9.5.1.2 Security Requirements 33
9.5.1.3 Security Training Programmes 34
9.5.1.4 Reporting Acts of Unlawful Interference 34
9.5.1.5 Aircraft Search Procedure Checklist 34
9.5.1.6 Flight Crew Compartment Doors, if Installed—Security Procedures 36
9.5.1.7 Flight Crew Compartment Doors, Large Aeroplanes—Security Procedures 36
9.5.1.8 Carriage of Weapons 36
9.6 AOC Dangerous Goods Management 37
9.6.1.1 Applicability 37
9.6.1.2 Approval to Transport Dangerous Goods 37
9.6.1.3 Scope 37
9.6.1.4 Limitations on the Transport of Dangerous Goods 38
9.6.1.5 Classification 38
9.6.1.6 Packing 38
9.6.1.7 Labeling and Marking 39
9.6.1.8 Dangerous Goods Transport Document 39
9.6.1.9 Acceptance of Dangerous Goods 39
9.6.1.10 Inspection for Damage, Leakage or Contamination 40
9.6.1.11 Removal of Contamination 40
9.6.1.12 Loading Restrictions and Stowage of Dangerous Goods 40
9.6.1.13 Provision of Information 41
9.6.1.14 Dangerous Goods Training Programme and Manual 42
9.6.1.15 Dangerous Goods Incident and Accident Reports 42
9.6.1.16 Shipper’s Responsibilities 43
9.6.1.17 Dangerous Goods Security Provisions 43
PART 9 — IMPLEMENTING STANDARDS 3
IS 9.1.1.7(c)  Contents of Air Operator Certificate 3
IS 9.1.1.7(e) Contents of Operations Specifications 5
IS: 9.2.2.2 Management Personnel Required for Commercial Air Transport Operations 7
IS: 9.2.2.3 Quality System 8
IS: 9.2.2.5 Retention of Records 17
IS: 9.2.2.8 Aircraft Technical Log 19
IS: 9.2.2.11  Flight Safety Documents System 21
IS: 9.2.3.2 Dry Leasing of Foreign Registered Aircraft 23
IS: 9.2.3.3 Aircraft Interchange 23
IS: 9.2.3.4 Wet Leasing 24
IS: 9.2.3.5 Emergency Evacuation Demonstration 24
IS: 9.2.3.6 Demonstration Flights 25
IS: 9.3.1.2(g) Operations Manual - General 26
IS: 9.3.1.3 Training Programme Manual 36
IS: 9.3.1.4 Aircraft Operating Information Manual 38
IS: 9.3.1.18 Passenger Briefing Cards 44
IS: 9.3.1.19 Aeronautical Data Control System 45
IS: 9.3.1.20 Route Guide - Areas, Routes and Aerodromes 46
IS: 9.3.1.21 Weather Reporting Sources 47
IS: 9.3.1.22 Deicing and Anti-icing Programme 48
IS: 9.3.1.23 Flight Monitoring System 49
IS: 9.3 1. 24 Fatigue Management System Requirements 49
IS: 9.4.1.4 Maintenance Control Manual 53
Part 9— Air Operator Certification and Administration
9.1 AIR OPERATOR CERTIFICATE
9.1.1.1  APPLICABILITY
(a) Part 9 applies to the carriage of passengers, cargo or mail for remuneration or hire by persons whose principal place of business or permanent residence is located in [STATE].
(b) This Part of the regulations prescribes requirements for the original certification and continued validity of air operator certificates (AOC) issued by [STATE].
(c) Except where specifically noted, Part 9 applies to all commercial air transport operations by AOC holders for which [STATE] is the State of the Operator under the definitions provided in Annex 6 to the Convention on International Civil Aviation.
9.1.1.2 DEFINITIONS
(a)  Definitions are contained in MCAR Part 1.
9.1.1.3 ABBREVIATIONS
(a) The following abbreviations are used in Part 9.
(1) AOC – Air Operator Certificate
(2) AMO – Approved Maintenance Organisation
(3) ATP – Air Transport Pilot
(4) CAT Category [of instrument approach operation: Type B (CAT I, II, III)]
(5) CDL – Configuration Deviation List
(6) DH – Decision Height
(7) EDTO – Extended Diversion Time Operation
(8) IFR – Instrument Flight Rules
(9) IMC – Instrument Meteorological Conditions
(10) MEL – Minimum Equipment List
(11) PIC – Pilot-In-Command
(12) RFFS – Rescue and Fire Fighting Service
(13) RVR – Runway Visual Range
(14) RVSM – Reduced Vertical Separation Minimum
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